Found 258,445 Compliance Officer resume examples
Work Experience:
- Regulatory Affairs Compliance Specialist, Medtronic Spinal and Biologics, Memphis, TN, 2009 - Current
- Bankruptcy Legal Assistant, Arthur Ray Law Offices, Memphis, TN, 2009 - 2009
- Volunteer Attorney Advisor, Social Security Administration Office of Disability Adjudication and Review, Fort Wayne, IN, 2008 - 2008
- ...
Education:
- Juris Doctor, Valparaiso University School of Law, Valparaiso, IN
- Bachelor of Arts in English, Butler University, Indianapolis, IN
Work Experience:
- Managing Partner, Alliance Consulting Group, LLC, May 2008 - Current
- Director, Administrative Compliance, Stifel Nicolaus, Apr 2011 - Oct 2011
- Senior Analyst, FactRight, LLC, Oct 2010 - Apr 2011
- ...
Education:
- JD in Law, Pepperdine University School of Law
- BS in Criminal Justice / Pre-Law, Illinois State University
- ...
Work Experience:
- Chair Compliance Counsel Committee, Lincoln Financial Group, 2012 - Current
- Corporate Leadership Group - Senior Vice President and Chief Ethics and Compliance Officer, Lincoln Financial Group, Radnor, PA, Mar 2011 - Current
- Industry Faculty Member, Haas School Business, - Nov 2012
- ...
Education:
- Bachelor of Science in Economics, State University of New York at Oneonta, Oneonta, NY
Work Experience:
- Finance/Compliance Supervisor, Shaw Group, Baton Rouge, LA, Oct 2009 - Current
- Finance/Compliance Officer, Department of Homeland Security, New Orleans, LA, Aug 2005 - Oct 2009
- Supervisor- Joe Smith, RESOURCES FOR INDEPENDENT LIVING, Baton Rouge, LA, May 1996 - Aug 2005
Education:
- Master of Accounting, University of Phoenix, Baton Rouge, LA
- MBA, University of Phoenix, Baton Rouge, LA
- ...
Work Experience:
- Senior Compliance Manager, BMO Financial, Chicago, IL, Mar 2011 - Aug 2012
- Compliance Consultant, JEFFERSON WELLS, Chicago, IL, Jun 2010 - Mar 2011
- Compliance Manager, BANK OF AMERICA, Chicago, IL, Jul 2006 - Apr 2009
- ...
Education:
- Project Management Certification, DePaul University
- Master of Science in Management, Webster University
- ...
Work Experience:
- Compliance Department Supervisor, Revenue Discovery Systems, Birmingham, AL, Nov 2006 - Apr 2012
- Compliance Team Lead, Revenue Discovery Systems, Birmingham, AL, 2005 - 2006
- Compliance Officer, Revenue Discovery Systems, Birmingham, AL, 2004 - 2005
- ...
Education:
- Certificate, University of Alabama
- Certification and Education, Talladega College, Talladega, AL
Work Experience:
- Active member, Health Care Compliance Association, 2001 - Current
- Manager of Corporate Compliance, US Oncology / McKesson, The Woodlands, TX, Apr 2010 - Jul 2011
- Compliance and Privacy Officer, Sadler Clinic, Conroe, TX, Sep 1999 - Apr 2010
- ...
Education:
- Dunedin High School, Dunedin, FL
Work Experience:
- Chief Executive Officer, M&L MMOG LLC, Las Vegas, NV, May 2010 - Current
- Chief Financial Officer - EVP and Assistant Corporate Secretary, Interim President, First Asian Bank, Las Vegas, NV, Apr 2008 - Apr 2010
- ProNet Administration, Mohave State Bank, Lake Havasu City, Phoenix, AZ, Aug 2005 - Jul 2006
- ...
Education:
- Bank, Bond Math University
- Pacific Coast Banking School - University of Washington
- ...
Work Experience:
- Compliance & Risk Manager, CUCE, Members First Credit Union of Florida, Nov 2009 - Current
- Head Teller, Main Office, Members First Credit Union of Florida, Feb 2009 - Nov 2009
- Teller II, Members First Credit Union of Florida, Jul 2005 - Feb 2009
- ...
Education:
- Bachelor of Arts in Criminal Justice, University of West Florida, Pensacola, FL
- Associate of Arts in Criminal Justice, Pensacola Junior College, Pensacola, FL
- ...
Work Experience:
- Compliance A, Samso's Express Money Transfers INC., East Los An, Mar 2013 - Current
- Branch Manager/Compliance Supervisor, BANCUSCATLAN TRANSFERS INC, Los Angeles, CA, Oct 2007 - Sep 2010
- Branch Unit Manager/Compliance Supervisor, MEXICO EXPRESS-GROUPEX, San Fernando, CA, May 1997 - Mar 2007
Education:
- Bachelor of Arts in Journalism, Universidad Autonoma de Occidente
Work Experience:
- Compliance Advisor - AVP, Barclays Capital Inc, Aug 2010 - Current
- Compliance Advisor - Associate, Deutsche Bank Securities Inc, Aug 2004 - Aug 2010
- Broker Dealer Clearance Administrator, State Street Corp, Feb 2003 - Aug 2004
- ...
Education:
- Bachelor of Arts in Political Science, New York University, College of Arts & Science