Found 258,445 Compliance Officer resume examples
Work Experience:
- Chief Financial Officer, My Brother's Keeper, Inc, 2011 - Current
- Finance and Accounts Manager, My Brother's Keeper, Inc, 2008 - 2011
- Chief Financial Officer, Mississippi Community Partnership, Inc, 2007 - 2008
- ...
Education:
- Masters of Business Administration, Mississippi College
- Bachelor of Arts in Political Science/Pre-Law, Mississippi State University
Work Experience:
- Compliance Coordinator, Marketlink, Inc, Des Moines, IA, Nov 2008 - Current
- Legislative Analyst, Aviva Life and Annuity Company, Des Moines, IA, Oct 2007 - Jun 2008
- Product Analyst II, American Republic Insurance Company, Des Moines, IA, Jan 2003 - Oct 2007
- ...
Education:
- Human Resources Administration, Ottawa University, Overland Park, KS
- Bachelor of Arts in Sociology, University of Northern Iowa, Cedar Falls, IA
Work Experience:
- Loan Servicing Specialist III (Contract/Temporary Position), Wells Fargo/AeroTek , Frederick, MD, Jul 2012 - Jan 2013
- Credit Executive-Hollywood Casino, Charles Town, 2010 - 2012
- (SOX) Implementation Manager, Builders First Source, 2005 - 2008
- ...
Education:
- Associate (AA) in Business, The Pennsylvania State University
Work Experience:
- Training & Compliance Coordinator, Loss Prevention, Stage Stores Inc. - South Hill Division, May 2008 - Current
- Store Manager, Stage Stores, INC, Greenville, OH, Jan 2007 - May 2008
- Asst. Manager, Stage Stores INC., Van Wert, OH, Jun 2006 - Jan 2007
- ...
Education:
- Bachelor's in Fashion Design, Kent State University
Work Experience:
- Compliance Manager, Yavapai-Apache Gaming Commission, Camp Verde, AZ, 2009 - Current
- Quality Assurance Manager, Bent River Machine, Inc, Clarkdale, AZ, 2008 - 2009
- Surveillance Manager, Asset Administrator, Internal Audit, Cliff Castle Casino, Camp Verde, AZ, 1995 - 2007
- ...
Work Experience:
- Compliance Manager, Yavapai-Apache Gaming Commission, Camp Verde, AZ, 2009 - 2012
- Quality Assurance Manager, Bent River Machine, Inc, Clarkdale, AZ, 2008 - 2009
- Surveillance Manager, Asset Administrator, Internal Audit, Cliff Castle Casino, Camp Verde, AZ, 1995 - 2007
- ...
Work Experience:
- Client Services Relationship Manager , Great West Retirement Services, Milwaukee, WI, Aug 2006 - Jan 2013
- Associate Financial Planner , Financial Planning and Information Services, Inc., De Pere, WI, Sep 2004 - Apr 2006
- Financial Planner, MetLife Financial Services, Green Bay, WI, Feb 2001 - Sep 2004
- ...
Education:
- Business and Accounting, University of Wisconsin, Green Bay, WI
- Juris Doctorate, Marquette University Law School Milwaukee, Milwaukee, WI
- ...
Work Experience:
- Consumer Finance Sales Leader, Officer, Citizens Bank, May 1999 - Dec 2011
- President/Owner, Falls Communications, Inc, 1990 - 1999
- AVP, Officer - Internal Audit Mgr, Security Officer, Compliance Officer, Monroe Savings Bank, 1988 - 1990
- ...
Education:
- B.A. in Economics, SUNY Potsdam
Work Experience:
- Operations Team Lead - Officer, Merrill Lynch, Jul 2011 - Current
- GWIM Asset Transition Specialist, Merrill Lynch, Jul 2010 - Jul 2011
- Client Service Specialist, Merrill Lynch, Mar 2010 - Jul 2010
- ...
Education:
- Bachelor of Arts in Business Administration, Richard Stockton College of New Jersey
Work Experience:
- Executive Office and Legal Division, Alpari (US) LLC & Alpari Securities LLC, New York, NY, May 2008 - Current
- Consultant/Attorney, Bank of New York Mellon Corporation, New York, NY, Jan 2007 - May 2008
- Law Clerk, Financial Industry Regulatory Authority, New York, NY, Oct 2006 - Jan 2007
- ...
Education:
- Juris Doctor, Fordham University School of Law, New York, NY
- Master of Arts in Political Science, Columbia University, Graduate School of the Arts & Sciences, New York, NY
- ...
Work Experience:
- Legal and Risk Services , Allina Hospitals and Clinics, Minneapolis, MN, Jan 2011 - Current
- Compliance, Planned Parenthood of MN, SD, ND, Saint Paul, MN, Aug 2010 - Jan 2011
- Law Clerk , Crosby Law Offices , Saint Paul, MN, May 2009 - Jan 2011
- ...
Education:
- JD in Law, Compliance, Health Care Compliance, Hamline University School of Law, Saint Paul, MN
- BA, BAJMC in Politics, Public Relations, Drake University, Des Moines, IA